Frequently Asked Questions

Fleet serves individuals, families, small businesses, and family offices. We specialize in serving women going through a life transition such as divorce or death, who need support through the process.

Fleet holds the majority of client assets at Interactive Brokers. We also have relationships with several of the largest and most trusted custodians in the world to provide safekeeping of our clients’ assets. Partnering with these firms provides an extra layer of security for our clients.

To effectively implement a sound investment strategy using the Fleet methodology, clients need to have a minimum of $100,000 of investable assets.

No. While clients are invested according to the same proprietary investment strategy, assets are held in separate accounts where clients have complete transparency into all transactions and holdings at any time.

No. Clients have total access to their capital at any time.

Investment advisory fees are billed directly through the account payable as an annualized percentage of net liquidation value applied monthly. Clients receive a detailed breakdown of every fee charged on a monthly basis and annually.

Yes, but typically not until you leave your company. Most employers’ retirement plans won’t allow you to take money out of the company plan until you leave the company. If you have a plan from an old employer, we can help you make a “direct rollover” into a Rollover IRA that we can manage. This method helps prevent potentially negative tax consequences.